Managing Fiduciary Responsibility Together

Retirement industry-leading 3(16) Fiduciary Services through Fiduciary Administrators, LLC

Request a Quote

Get in Touch Today

Download Brochure

Imagine focusing on what really matters.

Let us manage the rest.


Fiduciary Administrators delivers the level of freedom you and your business need through comprehensive 3(16) Fiduciary Services.

Get the freedom you and your business deserve.

Why 3(16) Services

The administration of a retirement plan is complex and can be overwhelming at times. Our 3(16) Fiduciary Service pays attention to the myriad details on your behalf. Our highly trained administrators are well versed in pension law and regulations and excel at keeping track of all plan proceedings and understand what it means to be a steward of your plan.

Reduce Your Burden

As the sponsor of a retirement plan you have many responsibilities, including payroll submissions, maintaining trustee duties, and communicating with plan participants. We help reduce your stress by relieving you of many administrative functions, so you can focus on running your business.

Reduce Your Risk

Every year the Internal Revenue Service (IRS) and Department of Labor (DOL) conduct thousands of audits of employee benefit retirement plans – of which 60% or more fail – resulting in billions of dollars in fines, penalties, and restorations. Your Fiduciary Administrators team will help coordinate and prepare you for an audit.

Three service packages to choose from

Each client has a unique set of needs, so we offer three service packages to choose from. We’re here to give you confidence that your retirement plan is well-managed and serviced.

Silver Level

  • Maintain plan documents & sign amendments
  • Authorize corrective distributions/forfeitures
  • Review & Sign Form 5500
  • Process distributions, hardship withdrawals
  • Provide IRS/DOL Audit consultation & support*

Gold Level

  • All services provided in the Silver Level
  • Track Eligibility
  • Process and track loans
  • Approve and process QDRO’s

Platinum Level

  • All services provided in Silver and Gold Levels
  • Provide payroll related services
  • Monitor deferrals elections & changes
  • Provide plan level disclosures
  • Provide Mass Mailings to participants*

Our Mission

Recognizing the service gap plan sponsors need in the oversight and support for their retirement plans, Fiduciary Administrators, LLC was created through the collaboration of three proven executives with deep expertise in the fields of retirement plan design, administration, and servicing. Fiduciary Administrators, LLC understands the heavy burden employers take on with offering a retirement plan, and carry the mission of reducing this burden so more American’s can retire with confidence.

 
 
 

Three Leaders. One Powerful Solution.

Warren Simon


Warren Simon has been the President and owner of Associated Pension Consultants, Inc. since its founding in 1995. Warren has more than 25 years of Pension consulting experience and holds the ERPA and QPA designations, allowing him to represent clients before the Internal Revenue Service.

Kaezad Setna


Kaezad Setna started his career with Creative Retirement Systems, Inc. in 1994. He was made a Partner in 2000, and became majority owner and President in 2008. He also serves as President and co-founder of the industry’s leading software development companies, Optimal Office Solutions, Inc. Additionally, he serves on multiple TPA Advisory Boards.

Tommy Horst


Tommy Horst began his career at ERISA Services in 2001, and has served as President and Vice-President since 2008 for the 34-year-old firm. During this time, Tommy has fostered a culture of service designed to increase retirement readiness for employers and participants. Tommy is widely recognized as a leader in his community as a board member of Knoxville Inner City Kids Outreach, for his involvement with his Alma Mater, University of Tennessee, and for his support of many local charities. Tommy is a committed husband and father to his wife and two children.

 

300 +

Years of Combined Staff Experience
 

3,800 +

Plans Serviced
 

42 States

Clients Nationwide
 

$6.3 Billion

Retirement Plan Assets Under Management

Receive a complimentary, risk-free retirement plan analysis today.
(877) 276-7697